Richard Hendry
Senior Director
Quick facts
OCC National Bank Examiner for Compliance and Certified Regulatory Compliance Manager
Specializes in risk assessments, strategic advisory and risk management programs and new product advisory
Advises on remediation of regulatory matters requiring attention, consent orders and monitorships
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Just as the regulators are expecting more of your financial institution, so should you expect more from your own risk management program and consultants.
Richard Hendry is a Senior Director with A&M Financial Industry Advisory Services. Mr. Hendry specializes in regulatory and operational risk. Mr. Hendry is experienced in all aspects of risk management, including anti-money laundering and sanctions regulatory finding remediation, risk programs and systems and insight into evolving regulatory thinking.

With more than 30 years of financial industry and regulatory experience, including as a National Bank Examiner with the Office of the Comptroller of the Currency. Mr. Hendry has a thorough understanding of risk management founded in Basel Accord principles focused enhancing the strategic and tactical goals of financial institutions.

Mr. Hendry has worked with various types of financial institutions and has bridged public sector experience in compliance to private sector work in operational risk, with senior accountability.hendry

Mr. Hendry has experience in implementing governance, risk and compliance management technology.

Prior to joining A&M, Mr. Hendry worked with RBS Citizens Financial Group Consumer Banking as Senior Vice President and Director for Risk Management. In this position, Mr. Hendry implemented enhanced risk management requirements while maintaining close alignment to strategic and tactical goals. Mr. Hendry was responsible for risk management and risk program development, for high-volume advertising materials; one-to-one marketing; online content; security for data in a very large customer information database; marketing target model compliance risk; and third-party risk management.

Previously, Mr. Hendry was responsible for reorganizing a centralized risk operations unit that performed monitoring and testing functions, reducing costs and gaining efficiency in all aspects of risk management, including anti-money laundering and sanctions programs. Empowerment is a key element in Mr. Hendry’s risk management consulting, often achieved by liberating highly expert employees to do their best work.

Mr. Hendry earned a bachelor’s degree magna cum laude in English literature and a paralegal certificate from San Francisco State University.