Mr. Kwan’s primary areas of concentration are in the financial services industry regarding anti-money laundering (AML), the Bank Secrecy Act (BSA) and associated regulatory and compliance technologies.
With more than 11 years of AML experience, Mr. Kwan helps clients to implement new technologies in their organizations, develop tactical tools to support critical operations and perform internal investigations mandated by U.S. regulatory bodies. He has worked with clients across various industries, including banking, insurance, medical and technology.
Mr. Kwan’s notable assignments have included a forensic data preservation and analysis for the estate of Lehman Brothers Holdings, Inc., Lehman Brothers International and Europe, and Health Republic Insurance of New York, as well as transactional lookbacks and suspicious activity reporting (SAR) for Banco de Chile, Banco de La Nación Argentina and Citigroup embassy banking. He also led high-risk transaction (entity / jurisdiction) reporting and end-to-end data validation for Bank of Tokyo-Mitsubishi UFJ and Mitisbushi Union Bank. Additionally, Mr. Kwan managed customer data rationalization and risk re-ranking for LaSalle Bank, and business intelligence reporting implementation and dimensional data modeling for Fortress Investment Group LLC. He previously led audit testing automation and reporting for SAC Capital Advisors, Cerberus Capital Management, Guggenheim Partners and Satellite Asset Management.
Before A&M, Mr. Kwan spent five years with PricewaterhouseCoopers’ advisory forensic analysis and data management groups in New York, where he most recently served as a senior associate. While there, he led a number of projects and managed small teams for client engagements in New York, Miami, Chicago and Tokyo.
Mr. Kwan earned a bachelor’s degree in computer science from Binghamton University and has been a Certified Anti-Money Laundering Specialists (ACAMS) since 2006.