With more than 19 years of experience in financial services, Mr. Chaki focuses on complex regulatory remediation and implementing transformative solutions to manage non-financial risks within large investment banks and wealth management firms.

Mr. Chaki’s expertise encompasses front office trading controls, e-communications monitoring, surveillance for market abuse (including front running, spoofing, and wash trades), insider trading, market structure rules, and trade reporting across equity, options, and fixed income products (CAT, EBS, Rule 605/606). He has led global transformation initiatives, redesigning operating models, simplification of trading and advisory platforms, evaluating front-to-back trading controls and data governance, and modernizing supervision and compliance solutions. His experience includes navigating regulatory matters involving global regulators and jurisdictions, such as the Securities and Exchange Commission, Financial Industry Regulatory Authority, Federal Reserve Board, Commodity Futures Trading Commission, Financial Conduct Authority, Australian Securities and Investments Commission, Securities and Exchange Board of India, and Investment Industry Regulatory Organization of Canada.

Prior to joining A&M, Mr. Chaki served as an Executive Director in EY's risk management team, where he held multiple leadership roles in business development and the successful execution of numerous large-scale client engagements. He led the firm's solution and business development in trading compliance offerings. Mr. Chaki drove various initiatives to standardize the firm's technology strategy, addressing clients' emerging needs for reliable data and controls while optimizing costs, including integration with vendor platforms.

Mr. Chaki earned bachelor’s degree in engineering (electronics and communications) from Visvesvaraya Technological University, India.