Dominic Roope

Managing Director
Experience in regulatory, corporate finance and capital markets advisory
Helps firms manage regulatory challenges throughout corporate lifecycle
Specialism in regulatory due diligence for private equity and corporate investors
London
@alvarezmarsal
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Dominic Roope is a Managing Director with Alvarez & Marsal’s Financial Services practice in London. His primary focus is helping investors and regulated financial institutions with the impact of regulatory change on business models and risk management frameworks.

With more than fifteen years of experience in financial services, Mr. Roope has supported firms throughout the corporate lifecycle, advising on the design and development of business plans and risk frameworks for start-ups (authorisations) and established businesses (variations in permission); the impact and implementation of regulatory-driven change programmes (MiFID II, IDD, IFPR); remediation pre- and post-regulatory action; S166 reporting; recovery and resolution; and wind-down planning.

Mr. Roope has provided private equity firms and financial services investors with regulatory due diligence on acquisitions, disposals and refinancings covering balance sheet heavy and light sectors. He has advised clients on the change in control approval process and the design of firms’ regulatory business plans.

Prior to joining A&M, Mr. Roope spent four years with the Financial Institutions Group at RBC Capital Markets, where he advised, as an Approved Person (CF30), U.K. and European clients on mergers and acquisitions, capital structure optimisations and capital raises.

Previously, Mr. Roope was a financial services accountant with PwC in the Insurance and Investment Management Assurance division in London.

Mr. Roope earned a bachelor’s degree in mathematics from the University of Nottingham. He is a Chartered Accountant and a member of the Institute of Chartered Accountants in England and Wales (ICAEW). 

Insights By This Professional

The motor finance sector faces significant challenges in 2025 due to ongoing debates over undisclosed commissions and potential redress schemes. The UK Supreme Court is set to rule on whether motor dealers owe a fiduciary duty to customers, which could lead to substantial compensation claims.
The Blueprint II programme sets an ambitious mission to digitise the London insurance market, aiming to enhance its efficiency, agility, and cost-effectiveness. Read our latest article to successfully navigate Blueprint II.
Latest insights The latest insights from Dominic Roope's team
Thought Leadership
In a recent roundtable for Financier Worldwide, Marc Sherman shares his perspective on the latest trends including the increasing use of insurance in the acquisition marketplace, developments in insurance offerings, the benefits of claims experience and using insurance products to manage transactional risk. 
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