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October 16, 2017

Economic pressures, aggressive lending and evolving compliance and conduct expectations have prompted heightened regulatory scrutiny on financial institutions.  In response, A&M’s Financial Industry Advisory Services team offers institutions Compliance Management System (CMS) Assessments designed to proactively manage regulatory compliance risk and help prepare for regulatory examinations.  A&M regularly performs full CMS reviews, evaluating a number of criteria to ensure that a strong system is in place.  For the list of criteria, please visit our tear sheet here.