Financial Crimes Compliance and Investigations

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Transforming your compliance program can result in reduced risk, lowered costs, and improved efficiency. Our comprehensive approach to compliance transformation merges people, process, training, and technology solutions.

We leverage key principles of anti-money laundering, sanctions, forensic accounting, trade and export, counter terrorism financing, white collar crime, and corruption compliance to deliver lasting results. On time. On budget.

Our services include:

Compliance Strategy
Program Transformation
Program Assessments
Risk Assessments
Litigation Support
Due Diligence
Transaction Reviews
Asset Tracing
Investigations
Expert Witness
Monitor Assistance

The industries we serve:

Banking
Financial Services
Payment Services
Casinos, Gaming & Sports Betting
Cryptocurrency
Real Estate
International Trade
Manufacturing, Consumer Products & Retail
Insurance
Government

Perspectives and Guidance:

Cryptocurrency Compliance Programs
Sports Betting and Gaming Compliance
A Process Transformation Perspective
Insights: NYDFS - Part 504 Compliance
Insights: Addressing Shell Companies
Insights: Trade-Based Money Laundering

Financial Crimes Monitoring & Investigations Center

Advising on money laundering, sanctions, fraud, corruption, and other compliance risks serves as the foundation for helping clients prevent, detect, and report financial crimes.

Financial crimes and anti-money laundering: Address regulatory inquiries and enforcement actions

Bank regulators continue to heighten expectations on compliance programs to address issues of money laundering, terrorist financing and fraud. Our professionals respond to regulatory inquiries and enforcement actions.

Alvarez & Marsal (A&M) - Compliance & Monitoring

Compliance and monitoring: Align compliance with regulatory controls

Consider us your financial and business monitoring eyes and ears. We work to ensure your compliance objectives are met.

Regulatory compliance and remediation: Manage risk to protect your reputation

Economic pressures, aggressive lending and evolving compliance and conduct expectations have prompted heightened regulatory scrutiny on financial institutions, resulting in increasing frequency and severity of regulatory actions. Our regulatory risk management and remediation strategies can help institutions avoid, or mitigate the severity of, regulatory actions, penalties, fines and damaged reputations and improve compliance with existing actions.

White Collar Crime Investigations and Litigation

Either as consulting experts working behind the scenes or as testifying experts, we are routinely engaged in litigation involving both companies and individuals in white collar crime matters.

Thought Leadership

The Rise of Digital Assets: Navigating Growing Regulation, Compliance and Fraud

February 6, 2022

In 2021, Bitcoin hit a record high of more than USD68,000 and the digital asset ecosystem aggregate market reached a value of USD2.1 trillion as of October 2021, higher than the GDP of Italy or Canada.

Thought Leadership

Using Machine Learning to Fight Money Laundering

August 12, 2020

In a recent video interview “Using Machine Learning to Fight Money Laundering,” by Information Security Media Group (ISMG), Alvarez & Marsal Managing Director and data risk and compliance expert Andy G. Gandhi discusses the significant role machine learning technologies can play in mitigating financial crimes and fraud risk.

Thought Leadership

Changing Mindsets, Driving Progress

August 4, 2020

Alvarez & Marsal Middle East assesses how GCC countries are progressing in the fight against money laundering.

Thought Leadership

Lessons Learned from Forensic Investigations in a Global Lockdown

May 19, 2020

The volatility from COVID-19 and global economic uncertainty are creating financial pressures for businesses everywhere.

Financial Crimes Compliance and Investigations

Our services include:

The industries we serve:

Perspectives and Guidance:

Financial Crimes Monitoring & Investigations Center

Financial crimes and anti-money laundering: Address regulatory inquiries and enforcement actions

Compliance and monitoring: Align compliance with regulatory controls

Regulatory compliance and remediation: Manage risk to protect your reputation

White Collar Crime Investigations and Litigation

The Rise of Digital Assets: Navigating Growing Regulation, Compliance and Fraud

Using Machine Learning to Fight Money Laundering

Changing Mindsets, Driving Progress

Lessons Learned from Forensic Investigations in a Global Lockdown

Larry Iwanski

Richard Grint

James Daniell

Penelope Lepeudry

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