Mr. Walling's comprehensive U.S. and international C-level experience includes operating expertise across asset management, banking, financial planning, trust and estate and family office verticals. He has a strong record of accomplishment across enterprise restructuring, regulatory compliance and value creation activities. His extensive legal vehicle experience includes operating accountability in multiple jurisdictions for broker dealer, registered investment advisor and banking entities or their jurisdictional counterparts.
Mr. Walling's focus is on delivering short cycle assignments with tangible outcomes that address strategic plan crystallization, regulatory gap remediation, price realization and enhancements. He also specializes in risk management and governance, new business development, channel extension, client coverage and service delivery models. Guided by both industry and peer group benchmark analysis, Mr. Walling works across a client's organization to distill solution options and recommendations and to then ensure sustainable program implementation through an effective change management and assurance framework.
Mr. Walling joined A&M from UBS AG, where he served as Chairman and Chief Executive Officer of UBS Trust Company N.A., Chairman and CEO of the UBS Private Bank in the Americas, Chairman of UBS Bank Canada and the Co-Head of the International Division of UBS Wealth Management Americas. Mr. Walling was at the core of restoring these entities to sustained profitability and regulatory compliance through widespread remediation, restructuring and repurposing.
Prior to joining UBS, Mr. Walling served as President, CEO and Member of the Board of The US Trust Company, an iconic 150-year-old wealth management brand and, at that time, an affiliate of the Charles Schwab Company. This followed an assignment in the United Kingdom where Mr. Walling was President and CEO of Charles Schwab Europe. Mr. Walling began his banking experience with the Central Trust Company working as a Commercial Credit Analyst. He then joined Citibank N.A., spending 20 years in both domestic and international assignments including: Head of Citibank Asia's consumer bank sales and distribution efforts in Singapore, President and CEO of Citibank Taiwan, President and CEO of Citibank Greece, Head of Sales and Marketing for Citibank Latin America in Rio de Janeiro, Retail Banking Head for Citibank Savings in Florida and President of Citibank's Retail Merchant Services Division in the U.S.
Mr. Walling earned a bachelor’s degree from the University of Cincinnati. He holds FINRA Series 24, 7 and 63 licenses.