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Industry Knowledge

Financial Crimes & Investigations

Transforming your compliance program can result in reduced risk, lowered costs, and improved efficiency. Our comprehensive approach to compliance transformation merges people, process, training, and technology solutions.

We leverage key principles of anti-money laundering, sanctions, trade and export, counter terrorism financing, white collar crime, and corruption compliance to deliver lasting results… On time. On budget.

Our services include:

AML Program Transformation
Cryptocurrency Compliance Programs
Sports Betting and Gaming Compliance
Liability & Risk Mitigation
Customer Due Diligence, Transaction Monitoring & Investigations
OFAC Screening
Correspondent Banking
NYDFS Rule 504 Compliance
Trade & Export Compliance (ITAR/EAR)
Customer De-risking
Independent Audit and Monitoring
FCPA, Fraud, and Corruption Consulting

Perspectives and Guidance

Process Transformation Perspective
A Familiar Idea: Blockchain for AML
Emerging Regulatory Crossroads: Bitcoin & Real Estate
The Compliance ROI Question
New York State Department of Financial Services - Regulation Part 504
SARS and the Onboarding Process: A&M's Michael Carter Featured in ACAMS Today

Our People

Larry Iwanski - Americas
Julian Jones - Europe
Keith Williamson - Asia
Andy Gandhi - Global Data Risk

Alvarez & Marsal (A&M) - Financial Crimes & Anti-Money Laundering

Financial crimes and anti-money laundering: Address regulatory inquiries and enforcement actions

Bank regulators continue to heighten expectations on compliance programs to address issues of money laundering, terrorist financing and fraud. Our professionals respond to regulatory inquiries and enforcement actions.

Alvarez & Marsal (A&M) - Compliance & Monitoring

Compliance and monitoring: Align compliance with regulatory controls

Consider us your financial and business monitoring eyes and ears. We work to ensure your compliance objectives are met.

Alvarez & Marsal (A&M) - Regulatory Compliance & Remediation

Regulatory compliance and remediation: Manage risk to protect your reputation

Economic pressures, aggressive lending and evolving compliance and conduct expectations have prompted heightened regulatory scrutiny on financial institutions, resulting in increasing frequency and severity of regulatory actions. Our regulatory risk management and remediation strategies can help institutions avoid, or mitigate the severity of, regulatory actions, penalties, fines and damaged reputations and improve compliance with existing actions.

White Collar Crime Investigations

Either as consulting experts working behind the scenes or as testifying experts, we are routinely engaged in litigation involving both companies and individuals in white collar crime matters.