Financial Industry Regulatory Advisory

Financial Industry Regulatory Advisory Services

Economic pressures, aggressive lending and increased risks have resulted in a wave of troubled balance sheets, prompting regulators to place heightened scrutiny on financial institutions. In this exceedingly complex landscape, lenders, policy makers, investors and consumers are facing unprecedented challenges.

The recently passed Dodd-Frank legislation has created the most significant changes to the financial services industry since the Great Depression. Continuance of unprecedented weaknesses in the condition of large numbers of regional, mid-sized and community banking organizations, coupled with the new mandates promulgated by the financial reform legislation, have spawned uncommon times and risks for financial institutions. Failure to comply with
onerous regulatory demands can result in penalties, fines and damaged reputations.

Alvarez & Marsal (A&M) has assembled the right team at the right time, with proven professionals who bring interdisciplinary expertise and much needed tactical and strategic skills, to help financial institutions address these challenging times, as well as prepare to minimize economic and regulatory challenges.

Our professionals’ ability to effectively evaluate regulations, risks, compliance,
capital and liquidity issues quickly allows us to develop effective, practical solutions in a timely and successful manner. A&M collaborates with your management team to understand opportunities and challenges, develop strategies and build consensus within your organization to support and sustain solutions to complex business issues.

Our Financial Industry Regulatory Advisory Services include: